|
|
|
|
|
 |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the
notification relates to
(i) a transaction
notified in accordance
with DTR 3.1.2 R, (ii) a
disclosure made in
accordance with LR 9.8.6R
(1) or (iii) a disclosure
made in accordance with
section 793 of the
Companies Act (2006).
Tullett Prebon plc (i)
3. Name of person 4. State whether
discharging managerial notification relates to a
responsibilities/director person connected with a
person discharging
managerial
responsibilities/director
named in 3 and identify
the connected person
Louis Scotto N/A
5. Indicate whether the 6. Description of shares
notification is in (including class),
respect of a holding of debentures or derivatives
the person referred to in or financial instruments
3 or 4 above or in relating to shares
respect of a
non-beneficial interest
Holding Ordinary shares of £0.25
each
7. Name of registered 8 State the nature of the
shareholders(s) and, if transaction
more than one, the number
of shares held by each of
them
Louis Scotto Exercise of option
9. Number of shares, 10. Percentage of issued
debentures or financial class acquired (treasury
instruments relating to shares of that class
shares acquired should not be taken into
account when calculating
percentage)
326,847 0.15%
11. Number of shares, 12. Percentage of issued
debentures or financial class disposed (treasury
instruments relating to shares of that class
shares disposed should not be taken into
account when calculating
percentage)
326,847 0.15%
13. Price per share or value 14. Date and place of
of transaction transaction
Exercise price of £1 02.01.09 UK
aggregate.
Sold at £1.3715 per
share.
15. Total holding following 16. Date issuer informed of
notification and total transaction
percentage holding
following notification
(any treasury shares
should not be taken into
account when calculating
percentage)
156,040 0.07% 05.01.09
If a person discharging managerial responsibilities has been granted options by
the issuer
complete the following boxes
17 Date of grant 18. Period during which or
date on which exercisable
19. Total amount paid (if 20. Description of shares or
any) for grant of the debentures involved
option (class and number)
21. Exercise price (if fixed 22. Total number of shares or
at time of grant) or debentures over which
indication that price is options held following
to be fixed at the time notification
of exercise
23. Any additional 24. Name of contact and
information telephone number for
queries
Name of authorised official of issuer responsible for making notification
Date of notification _______Alistair Peel 06.01.09___________________
Notes: This form is intended for use by an issuer to make a RIS notification
required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director
/person discharging managerial responsibilities should complete boxes 1 to 3
and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should complete
boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
LB959510/
 |
|
2006 MoneyAM© |
